903 Confidentiality

Confidentiality – because the purpose of a grievance is to resolve a specific issue between an aggrieved party and another individual, no confidentiality protection exists for the individuals who are involved with respect to those investigating the matter of the grievance. Release of information regarding the situation will be limited to only those directly involved in the grievance and the investigation of the grievance. If the grievance concerns a resident, all rules related to confidentiality as stated in section 500 of the State Long-Term Care Ombudsman Policy Manual apply and the SLTCO must be consulted. For individuals involved in the situation, confidentiality will be maintained to the extent possible in conducting a thorough investigation. Once the investigation is complete, the results have been communicated and the grievance has been resolved, the records will be filed confidentially. Records relating to each grievance are the property of the SLTCO and may only be released in accordance with the record release policies of the SLTCO as stated in section 502 under the Confidentiality heading of the Policy Manual.

Table IX-B Confidentiality of Information Relating to Grievances
IF the request was made related to THEN the investigator shall…​

a grievance regarding an action of a volunteer

  1. Consult with the SLTCO before any records are viewed.

  2. Confer with the SLTCO about the importance of not revealing the identity of residents and complainants and emphasizing the confidentiality of all of the records involved.

  3. Divulge only the information that is absolutely necessary to investigate and to try to resolve the grievance.

  4. Divulge information only to those directly involved with the grievance.

a grievance regarding an action of a OR

follow steps i) - iv) above.

a grievance regarding an action of an OR Coordinator of the SLTCO

follow steps i) - iv) above.

a grievance regarding a determination of the SLTCO

the SLTCO shall determine if any records relating to the situation that is the subject of the grievance may be reviewed by the investigating party.

an appeal regarding a decision of an OR regarding a grievance concerning a volunteer

the OR Coordinator shall follow steps i) through iv) above.

an appeal regarding a decision of an OR Coordinator regarding a grievance concerning a volunteer or an OR

the SLTCO shall follow steps i) through iv) above.